Warberg Asset Management LLC

Q3 2025 13F Holdings

  • Location
    winnetka, IL
  • Num holdings

    188

  • Value ($000)

    $626,893

  • Date Filed
    11/06/2025
  • Form type
    13F-HR
  • CIK
    0001597506
  • All SEC filings
  • Note
    Holdings aggregated across “other managers” listed in original SEC filing, see here for detailed holdings broken out by other managers
Compare Q3 2025 to
Select Quarter
Issuer Name
Class
CUSIP
VALUE
%
Shares
Principal
Option Type
---

SPDR S&P 500 ETF TR

PUT
78462F953
$195.86M
31 %

294,000

put
---

INVESCO QQQ TR

PUT
46090E953
$30.62M
5 %

51,000

put
---

SEAGATE HDD CAYMAN

NOTE 3.500% 6/0
81180WBL4
$26.18M
4 %

9,091,000

S
SEALTD 2.375 12/01/25

SEA LTD

NOTE 2.375%12/0
81141RAF7
$23.91M
4 %

12,103,000

---

WESTERN DIGITAL CORP

NOTE 3.000%11/1
958102AT2
$22.56M
4 %

7,038,000

C
CNX 2.25 05/01/26

CNX RES CORP

NOTE 2.250% 5/0
12653CAG3
$19.95M
3 %

7,976,000

A
AXON 0.5 12/15/27

AXON ENTERPRISE INC

NOTE 0.500%12/1
05464CAB7
$19.72M
3 %

6,280,000

L
LYV 3.125 01/15/29

LIVE NATION ENTERTAINMENT IN

NOTE 3.125% 1/1
538034BA6
$17.13M
3 %

10,564,000

M
MCHP 1.625 02/15/27

MICROCHIP TECHNOLOGY INC.

NOTE 1.625% 2/1
595017AF1
$16.71M
3 %

9,096,000

B
BOX 0 01/15/26

BOX INC

NOTE 1/1
10316TAB0
$14.10M
2 %

11,302,000

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