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Warberg Asset Management LLC

Q1 2026 13F Holdings

  • Location
    winnetka, IL
  • Num holdings

    192

  • Value ($000)

    $599,626

  • Date Filed
    05/07/2026
  • Form type
    13F-HR
  • CIK
    0001597506
  • All SEC filings
  • Note
    Holdings aggregated across “other managers” listed in original SEC filing, see here for detailed holdings broken out by other managers
Compare Q1 2026 to
Select Quarter
Issuer Name
Class
CUSIP
VALUE
%
Shares
Principal
Option Type
---

STATE STR SPDR S&P 500 ETF T

PUT
78462F953
$201.61M
34 %

310,000

put
L
LITE 0.5 12/15/26

LUMENTUM HLDGS INC

NOTE 0.500%12/1
55024UAD1
$68.51M
11 %

9,700,000

---

SEAGATE HDD CAYMAN

NOTE 3.500% 6/0
81180WBL4
$36M
6 %

7,592,000

C
CNX 2.25 05/01/26

CNX RES CORP

NOTE 2.250% 5/0
12653CAG3
$34.42M
6 %

11,473,000

O
OXY/WS

OCCIDENTAL PETE CORP

*W EXP 08/03/202
674599162
$20.9M
4 %

486,509

M
MCHP 1.625 02/15/27

MICROCHIP TECHNOLOGY INC.

NOTE 1.625% 2/1
595017AF1
$20.44M
3 %

11,106,000

---

INVESCO QQQ TR

PUT
46090E953
$20.2M
3 %

35,000

put
L
LYV 3.125 01/15/29

LIVE NATION ENTERTAINMENT IN

NOTE 3.125% 1/1
538034BA6
$16.22M
3 %

10,658,000

W
WT 3.25 06/15/26

WISDOMTREE INC

NOTE 3.250% 6/1
97717PAD6
$10.19M
2 %

7,712,000

V
VTR 3.75 06/01/26

VENTAS RLTY LTD PARTNERSHIP

NOTE 3.750% 6/0
92277GAZ0
$8.07M
1 %

5,389,000

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